On July 29, 2024, the American Bar Association (“ABA”) Standing Committee on Ethics and Professional Responsibility released its first opinion regarding attorneys’ use of generative artificial intelligence (“GenAI”). The opinion, Formal Opinion 512 on Generative Artificial Intelligence Tools (the “Opinion”), generally confirms what many have assumed: GenAI can be a valuable tool to enhance efficiency in the practice of law, but attorneys utilizing GenAI must be cognizant of the effect that the tool has on their ethical obligations, including their duties to provide competent legal representation and to protect client information.
The Opinion discusses the use of GenAI in the context of six ethical obligations covered by the ABA Model Rules of Professional Conduct: competence, confidentiality, communication, candor toward the tribunal, supervisory responsibilities, and fees. With regard to an attorney’s obligation to provide competent advice, the Opinion states that attorneys do not need to become GenAI experts before using the tool to assist clients, but they should have a reasonable understanding of the GenAI’s capabilities and consult experts as needed. The Opinion also emphasizes that with regard to an attorney’s obligation to maintain client confidentiality, lawyers should, before they input information into a GenAI tool, evaluate the risks that the information will be disclosed to or accessed by others outside the firm. To assess the risk of disclosure, the Opinion recommends that attorneys review, or consult with a colleague or external expert who reviewed, contractual terms and policies of any GenAI tool they use to learn who has access to the information attorneys input.
The use of artificial intelligence in the legal profession is not new. For instance, artificial intelligence has been used for years in e-discovery, in which lawyers use technology-assisted review (“TAR”) to categorize vast quantities of documents. The Opinion’s precautions for attorneys using GenAI are likely familiar to attorneys who have used TAR: the technology must be understood and performance must be validated. According to the Opinion, while GenAI may be used as a springboard or foundation for legal work—for example, by generating a draft from which a lawyer produces a legal document—lawyers may not rely solely on a GenAI tool to perform tasks that call for the exercise of professional judgment. Attorneys should ensure that there is an appropriate degree of independent verification of any GenAI output.
The Opinion is a helpful reminder to attorneys to be vigilant in complying with ethical rules at all times, including when using GenAI.